Datasets are sanctions lists, watchlists, PEP lists and other KYB informational lists from different sources. You will see the dataset names mentioned in screening results and reports when there is a match. Use this to find out more about what a match in each dataset means.
Entities reported for making boycott-related requests in U.S. transactions
What this means: A match against this source may indicate a regulatory warning, enforcement action, investor alert, financial misconduct concern or other compliance-relevant notice.
Publisher: Bureau of Industry and Security
Source: https://www.bis.gov/OAC
Medical providers excluded or suspended from Ohio's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Ohio Department of Medicaid
Medical providers convicted of medicaid fraud in the state of Oregon
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Oregon Health Authority's Program Integrity Audit Unit
Source: https://www.oregon.gov/oha/FOD/PIAU/Pages/Convictions.aspx
Medical providers who are precluded from participation in the Medical Assistance Program
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Department of Human Services
Source: https://www.pa.gov/agencies/dhs/report-fraud/medicheck-list
The PLUM Reporting lists federal positions filled by political appointees, Schedule C employees, and other executives.
What this means: A match against this source indicates political exposure or a public-official connection. This does not imply wrongdoing, but may require enhanced due diligence depending on your policy.
Publisher: U.S. Office of Personnel Management
Source: https://www.opm.gov/about-us/open-government/plum-reporting/plum-data/
Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.
What this means: A match against this source may indicate a regulatory warning, enforcement action, investor alert, financial misconduct concern or other compliance-relevant notice.
Publisher: Securities and Exchange Commission
Source: https://www.sec.gov/enforcement-litigation/public-alerts-unregistered-soliciting-entities
A database of suppliers who have been excluded from participating in US federal procurement.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: General Services Administration
Source: https://sam.gov/data-services/Exclusions/Public%20V2?privacy=Public
Enforcement actions against persons and firms that had harmed investors
What this means: A match against this source may indicate a regulatory warning, enforcement action, investor alert, financial misconduct concern or other compliance-relevant notice.
Publisher: Securities and Exchange Commission
Source: https://www.sec.gov/enforcement-litigation/distributions-harmed-investors
Wanted fugitivies listed on United States Secret Service website.
What this means: A match against this source may indicate a law enforcement, fugitive, wanted-person or public security concern. Treat this as a high-priority result requiring careful review.
Publisher: United States Secret Service
Source: https://www.secretservice.gov/investigations/mostwanted
Medical providers excluded from South Carolina's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: South Carolina Department of Health and Human Services
Source: https://www.scdhhs.gov/fraud
A list of companies whose products and/or services are excluded from procurement by acts of Congress, and foreign persons sanctioned under the Iran, North Korea, and Syria Nonproliferation Act (INKSNA).
What this means: A match against this source may indicate a sanctions, asset freeze, travel ban, trade restriction or similar legal restriction. Treat this as a high-priority result requiring careful review.
Publisher: United States Congress
Source: https://docs.google.com/spreadsheets/d/18p4GLexZuK0XHZFOXXdSCreVVtxf3H0ERwlTEbQJmdo/edit#gid=0
Several lists of Cuban companies and hotels that are blocked by the US State Department separately from the sanctions lists maintained by the Treasury.
What this means: A match against this source may indicate a sanctions, asset freeze, travel ban, trade restriction or similar legal restriction. Treat this as a high-priority result requiring careful review.
Publisher: US State Department
Senior officials and diplomats in the US Department of State
What this means: A match against this source indicates political exposure or a public-official connection. This does not imply wrongdoing, but may require enhanced due diligence depending on your policy.
Publisher: US State Department
Medical providers terminated from Tennessee's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: TennCare Office of Program Integrity
Source: https://www.tn.gov/tenncare/fraud-and-abuse/program-integrity.html
List of excluded individuals and entities for Texas Medicaid and other HHS programs
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: The Texas Health & Human Services Commissions (Commission) Office of Inspector General (OIG)
Source: https://oig.hhsc.state.tx.us/oigportal2/Exclusions/ctl/DOW/mid/384
The Consolidated Screening List (CSL) is a list of parties for which the United States Government maintains restrictions on certain exports, re-exports, or transfers of items.
What this means: A match against this source may indicate a sanctions, asset freeze, travel ban, trade restriction or similar legal restriction. Treat this as a high-priority result requiring careful review.
Publisher: Department of the Commerce – International Trade Administration
The US DHS publishes this list of entities wholly or in part using forced labour in the People's Republic of China, especially from the Xinjiang Uyghur Autonomous Region.
What this means: A match against this source may indicate a sanctions, asset freeze, travel ban, trade restriction or similar legal restriction. Treat this as a high-priority result requiring careful review.
Publisher: Department of Homeland Security
List of individuals and entities excluded from doing business with the District of Columbia government, including but not limited to the Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: DC Office of Contracting and Procurement
Medical providers terminated or excluded from Washington State's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Washington State Health Care Authority
Medicaid providers sanctioned in West Virginia's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Medicaid Management Information System
Source: https://www.wvmmis.com/SitePages/Medicaid%20Provider%20SanctionedExclusion
Medical providers deemed ineligible to participate in Wyoming's Medicaid program.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: Wyoming Department of Health
Members of the National Assembly of Venezuela, the country's unicameral legislature.
What this means: A match against this source indicates political exposure or a public-official connection. This does not imply wrongdoing, but may require enhanced due diligence depending on your policy.
Publisher: Asamblea Nacional de Venezuela
Wikidata is the structured data project of the Wikipedia community, providing fact-based information edited by humans and machines
What this means: This source provides company, ownership, identifier or reference information. It is useful for KYB and entity context, but should not be treated as an adverse result by itself.
Publisher: Wikidata
Persons of interest profiles from Wikidata, the structured data version of Wikipedia.
What this means: A match against this source may indicate a heightened-risk topic, investigative concern or public-interest issue. Treat this as a prompt for manual review rather than an automatic adverse finding.
Publisher: Wikidata
Source: https://docs.google.com/spreadsheets/d/1UyVYpg8jF6q4zRGGlIu_SaEe_QKqfhNcEHG5KurL_r8/edit#gid=0
Category-based imports from Wikidata, the structured data version of Wikipedia.
What this means: A match against this source indicates political exposure or a public-official connection. This does not imply wrongdoing, but may require enhanced due diligence depending on your policy.
Publisher: Wikidata
Profiles of politically exposed persons from Wikidata, the structured data version of Wikipedia.
What this means: A match against this source indicates political exposure or a public-official connection. This does not imply wrongdoing, but may require enhanced due diligence depending on your policy.
Publisher: Wikidata
Source: https://query.wikidata.org/
The firms and individuals listed in this dataset are debarred and thus ineligible to participate in World Bank-financed contracts for the periods indicated.
What this means: A match against this source may indicate exclusion, suspension, debarment or restriction from public procurement, healthcare programmes, regulated services or similar activities.
Publisher: World Bank
Source: https://www.worldbank.org/en/projects-operations/procurement/debarred-firms
